What we talk about when we talk about governance
The word "governance" was made up by the donors. In most countries I have worked in there is no satisfactory translation for the word governance. Indonesians sometimes use the expression "tata pemerintahan yang baik" but that's such a mouthful that most people, regardless of how little English they actually know, end up just sprinkling the English word governance into their Indonesian sentences. I can't tell you how many times in governance seminars, governance workshops and governance conferences in all of the countries I have worked in, someone invariably stands up, takes a self-satisfied sigh and says, "And what exactly do you mean by the word governance?" Before I came to the World Bank, I taught political science for years at Columbia and Harvard and yet I never came across the word governance in any serious academic literature (and to this day, you will rarely find the term in any major political science journals). And yet here I am in Jakarta as a "Governance Adviser."
What has become quite clear to me working in the field is that governance is a donor word to talk about a lot of concepts and realities that are quite familiar to everyone -- politics, power, the state, influence -- but which donors are not supposed to get involved in. Governance is, therefore, a politically neutral way to refer to politics. For what is "the manner by which authority is obtained, transferred and exercised" (a common definition of governance) but simply another way of saying politics. Is there such a thing as governance divorced from politics? Is there a technocratic science of governance that is somehow not a function of the political process? Conceptually, it doesn't make sense. And I can tell you that in practice, governance reform is all about politics and power. (Of course, economic reform is all about politics and power too, but that could be the subject of a whole other blog entry).
By referring to governance, we are holding out the hope that there is indeed some politically neutral characteristics of the manner by which authority is obtained, transfered and exercised and that this can be influenced by donors. Fat chance. Sure, there are principles of transparency and accountability that can be applied to many different situations and contexts. But the act of governance reform is inevitably a political act, contingent on the political process with implications for the dynamics of power and influence across individuals, groups and institutions.
Okay, so what harm does it do to make up a concept like governance and pretend that it is somehow not a placeholder for politics and power? Well, it misleads those working in the field to believe that governance reform is all about a set of technocratic best practices and monitorable indicators that can be applied in just about any context to produce concrete outcomes in terms of transparency and accountability. Anyone working in the field knows how best practices when adopted can be manipulated by underlying power dynamics to produce distorted outcomes. Anyone working in the field knows that most governance indicators conceal massive measurement errors (about which precious few are explicit in defining). Anyone working in the field knows that governance reforms are rarely, if ever, technocratic reforms, but are used by clever (and sometimes, not so clever) politicians as a way of winning support, building or breaking coalitions and reshaping the dynamics of political influence. Therefore, all governance reforms have political motives and are shaped by political boundaries. By talking about governance as opposed to politics, power, and influence, we talk around the very dynamics that will drive (or thwart) change. This is the donors' dilemma.
Does this mean that donors must get involved in politics to affect governance reform? Of course not. There are very few countries in the world, even the heavily indebted countries, where donors have that much clout. Again, anyone working in the field knows that those days are long gone. Politicians and powerholders will engage in governance reform in response to their own political interests, not because of the influence of donors. But our assistance on governance reform must be based on a sophisticated understanding of these political dynamics. And that means a very different way of working on technical assistance than donors have done in the past.
I hope this blog can be a forum to discuss some concrete experiences of governance reform and the political dynamics that drive them, so we can better understand the realities of governance reform. In this blog, I'd like to confront about this dilemma by talking about actual experiences of governance reform and encourage others to do the same.
Comments
governance
I don't think that "governance" is a term made up by donors. Taking one example, the journal Governance has been published since the 80's. It's mission statement says it "... provides a forum for the theoretical and practical discussion of executive politics, public policy, administration, and the organization of the state." It's coverage goes well beyond the governance interventions of donors.
I fully support Joel's
I fully support Joel's observation on goverance. It now tops
the list in donors' agenda in many countries. After working few weeks in a governance unit in the Bank, I have come to realise that the word 'transparency' has a very different meaning within the Bank. Tragedy is we are less bothered about our own governance system, and spending a lot on others.
It's all part of third way politics...
the idea that you can govern and wield power without getting involved in "politics" which are seen, from the technocrat's perspective, as a barrier to getting things done. Politics is about coalition building, it's messy, and the "friend/enemy" distinction that Schmitt identified doesn't seem to be going away. Ignoring these facts will hamstring reform efforts, leaving people wondering why their "oh so well designed and engineered" plans fall through.
"governance" and "politics"
Like Joel, I trained as a political scientist. I taught the subject for some years before wandering off to become an agriculural policy advisor in various former Soviet countries. I had never encountered the word "governance" except in language studies before working on USAID projects in the mid-1990s. It is my strong impression that in the international development community, at least in the FSU, the term came to be applied to national political systems by extension from "corporate governance" because some professionals, and, more importantly, most donor agency administrators, wanted to avoid any explicit discussion of politics. Most people understood -- or thought they understood -- the politics, but knew that making them explicit would make it impossible to achieve the results they sought.
One can distinguish between politics within a society as a whole and the politics within individual organizations in a society. I am not familiar with the journal _Governance_, but the mission statement Clay Wescott quotes in this blog sounds to me like an example of the second, within-institution, sense of "politics."
To restate Joel's point: The fuzziness of "governance" reflects a fundamental tension in international development. Much of what development agencies seek to do would, if done effectively and thoroughly, change fundamental power relations in the recipient society. Most recipient country ruling elites don't want power relations from which they benefit to shift fundamentally. Donor agencies have to work with those elites. So donors obfuscate their overall purposes to make some limited progress. None of this is surprising or intrinsically bad. But it means that practitioners constantly have to work within severe constraints.
"governance as we know it"
Until now I have been observing governance debates and reform agenda from the "outside". But is there really a difference (from implementation perspective) between "governance" as we know it and "aid" and "aid conditionality"? I also have the feeling the term/concept of governance has become "fund raising gizmo for many organisations to survive and votes winning campaign tool for many politicians. I very much agree with Joel that it is a donor thing. This is the predominant perception in aid receipient countries and has not changed at least in the few countries where i have worked. If governance were technocratic thing, then why would anyone bother to talk about governance when discussiong the unencourging politics in present-day zimbabwe? The other interesting thing is how so-called "authority conferring" agencies -those involved in governance ranking/promotion are governed. Charity begins at home! A few words for the wise is quite sufficient! Until the promoters of governance realise that governance is about politics (state, power, state-citizens-markets relations etc), about legitimacy and accountability in the promoting houses etc, sustained positive changes will be difficult to achieve.
Governance and Institutional Reforms
The institutions like the WB, IMF and Western Schools have added complexities in the definition of governance. Governance is simply a relation of public services to the people. If the institution functions well to strengthen the relationship- it is good governance. If it fails-various names could be given poor governance/non governance/misgovernance. Let me give you an example- If the "state" fails to provide textbooks to the school children on first day of school or if it fails to supply inputs and fertilizers before crop season or fails to deliver justices to the poor people or do delays in justices are the state of poor governance. This applies to private institutions as well. From bad governance-corruption emanates. From bad governance- government fails.
Since I spent most of my life in institutional reforms, the indices and mathematical analysis create confusion. I am ready to explain the cases of governance if need arises.
Governance Reform
The most difficult state remorms is the governance reforms. The first-generation reforms that included mostly removing the barriers and departure from narrow orthodoxy towards liberal economy was not very difficult. The only risk was to design incentives for losers and create mechanisms to bring into reform constituency the spoilers was difficult. The cost of reform, therefore, varied depending upon the demand of losers and sometimes loser-spoiler nexus.
The governance reform included "people"- service provider and service taker and the civil service. The traditional civil service like Nepal is extremely difficult to reorient. To realign them in an accountable framework and introduce merit based system was the most painful job I experienced. The focus should be on restructuring different tiers of the government and making grassroot tier equipped with administrative, political and fiscal authority. These local institutions must be made autonomous and accountable to the people. If this "devolution" is done, civil service will also start becoming responsive and accountable to the people. I believe the concept of nation-building(assuming development trickles down from the center to peripheries) must be changed.
I too agree that "governance
I too agree that "governance are not made of donors" I already heard the work in my country.If not mistake "governance" is how leaders or managers effectively run their company or country, region or municipality.
The first-generation reforms
The first-generation reforms that included mostly removing the barriers and departure from narrow orthodoxy towards liberal economy was not very difficult.
governance
Recently the terms "governance" and "good governance" are being increasingly used in development literature. Bad governance is being increasingly regarded as one of the root causes of all evil within our societies.
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